You believe you're protected.
Until you're not.
That’s why we built the InControl Playbook — your proven plan to withstand, respond to, and recover from cyber incidents that take others down for weeks
What Happens After the Break-In
Hackers are only the beginning. The real damage starts after they're inside.
45% of businesses have no Incident Response Plan - they scramble in chaos instead of taking control.
1 in 5 ransomware events end in a lawsuit - attorneys are now some of the most aggressive players in cyber.
44% of cyber insurance claims are denied - often because a business couldn't prove it met the policy's requirements.
The window to prepare closes the moment the breach begins.
That's why we created the InControl Playbook - a proven framework to help your business:
React in hours, not weeks during a cyberattack
Avoid lawsuits by proving you took reasonable, documented steps to protect data.
Satisfy insurance requirements and keep your claim from being denied.
Close Your Security Gaps Before Hackers Find Them
We've Been There. You Shouldn't Have To Be.
One Saturday night we got the call no IT team wants: ransomware had hit.
It took 48 hours of nonstop work, 30 years of hard-earned experience, and a six-figure bill to bring them operational again.
We succeeded—but the chaos, downtime and stress they endured are exactly what we help RIA's avoid.
Our InControl Playbook is built to protect your client data, keep you compliant and give your team a clear plan of action before the breach happens.
Don't wait for "the call." Turn risks into readiness now.
The InControl Playbook
We zero in on the gaps most IT providers overlook - the playbooks, people and protections that hold up under court scrutiny, regulatory audits and real world crises.
Assess
Pinpoint vulnerabilities and compliance gaps before attackers (or auditors) do
Prepare
Equip your team, deploy airtight policies and rehearse your incident response so no one is caught off guard.
Prove
Maintain the evidence, documentation, and logs you need to satisfy insurers and regulators.
Ready to be InControl?
What's Included in InControl Playbook?
A turnkey framework combining advisor protection, regulatory readiness and defensible evidence - so you’re prepared when clients, regulators or insurers come calling.
🛡️ User Management (onboarding + lifecycle)
🛡️ Data Asset Inventory
🛡️ Ongoing Cyber Training
🛡️ New Hire Security Onboarding
🛡️ Enforceable Acceptable Use Policy
🛡️ Custom Incident Response Plan
🛡️ Post-Breach Communication Playbooks
🛡️ Email Security Hardening (SPF/DKIM/DMARC)
🛡️ MFA & M365 Security Validation
Breaches Don’t Wait. Neither Should You.
What's Really on the Line for Your RIA?
Cybersecurity isn’t just about blocking intrusions - it's about proving you exercised due care to protect client data before, during and after an incident. In today's environment, even small oversights can become career-defining events.
❌ Regulatory Scrutiny - RIAs fall under FTC Safeguards Rule exceptions, even without SEC exams
❌ Lawsuits Targeting Advisors - Plaintiffs' attorneys increasingly argue that firms 'should have known better'.
❌ Insurance Denials - Without documented training, controls and response steps, your claim may be denied.
❌ Reputation Risk - A breach is damaging, but losing client trust because you can't prove your response can be worse.
The InControl Playbook closes these gaps by preparing your team, documenting your safeguards and giving you defensible proof when it matters most - so you can keep your firm running and your reputation intact.
Protect Your Firm - Start Today
You Can't Outsource Accountability
Your IT provider can manage your tools, but they can't own your compliance, your regulator's opinion or your client's trust. That responsibility stays with you.
The InControl Playbook gives RIAs:
✅ Clarity - See exatly where your risks are and how to close them.
✅ Preparedness - Train your people, harden systems and test your plan before it's needed.
✅ Proof - Defensible evidence that you met your duty of care - critical for regulators, insurers and clients.
You advise clients on protecting their assets.
We help you protect the firm that makes it possible.
Take the First Step Toward Protection
What Our Clients are Saying!
We’re grateful for every client who’s trusted us with their business. Their words mean the world to us — and we’re proud to share a few here.
We hope our next success story is yours. Let’s get started!
Office:
142 East High Street
East Hampton, CT 06424
Call Us Today:
Toll Free: (800) 305-6615
Service Hours:
Monday – Friday
8:00 AM to 5:00 PM
